NexPoint Capital Filings and Literature

NEXPOINT All rights reserved. | NexPoint Securities, Inc., Member FINRA/SIPC, is the distributor for NexPoint products. | Before investing in any of the NexPoint funds, you should carefully consider the fund’s investment objectives, risks, charges, and expenses. A copy of a fund’s prospectus, which contains this and other information, is available on the fund’s website or by calling the shareholder services number on this site. Please read the prospectus carefully before investing. This website is neither an offer to sell nor a solicitation of an offer to buy any of the securities described herein. An investment in any of the NexPoint offerings involves risk, and there can be no assurance that the investment objectives will be met. Past performance does not guarantee future results.

NexPoint Capital Filings and Literature

SEC Filings

2020 Proxy Statement
Prospectus
BDC Tender Offer
Form 10-K
Form 10-Q
Form 8-K
All SEC Filings

Investor Forms

First Trust Retirement Kit
First Trust IRA Withdrawal RMD Request Form
First Trust Income Distribution Request Form
First Trust Additional Investment Instructions Form
First Trust IRA Transfer/Rollover Form
Transfer on Death Form
Account Transfer Form
Distribution Change Form
First Trust IRA Kit

Corporate Governance

Code of Ethics
Audit Committee Charter
Governance Committee Charter
SOX Code of Ethics

NexPoint Capital Filings and Literature

SEC Filings

2020 Proxy Statement Prospectus BDC Tender Offer Form 10-K Form 10-Q Form 8-K All SEC Filings

Investor Forms

First Trust Retirement Kit First Trust IRA Withdrawal RMD Request Form First Trust Income Distribution Request Form First Trust Additional Investment Instructions Form First Trust IRA Transfer/Rollover Form Transfer on Death Form Account Transfer Form Distribution Change Form First Trust IRA Kit

Corporate Governance

Code of Ethics Audit Committee Charter Governance Committee Charter SOX Code of Ethics

2020 Proxy Statement
Prospectus
BDC Tender Offer
Form 10-K
Form 10-Q
Form 8-K
All SEC Filings

First Trust Retirement Kit
First Trust IRA Withdrawal RMD Request Form
First Trust Income Distribution Request Form
First Trust Additional Investment Instructions Form
First Trust IRA Transfer/Rollover Form
Transfer on Death Form
Account Transfer Form
Distribution Change Form
First Trust IRA Kit

Code of Ethics
Audit Committee Charter
Governance Committee Charter
SOX Code of Ethics